Reg Advantage Ltd

Do I need FCA Authorisation?

9 questions. Indicative result. Covers authorisation type, likely permissions and key issues.

Question 1 of 10
Question 1 of 7
What best describes your firm's main activity?
Select the option that most closely matches what you do or plan to do.
Question 2 of 7
Which instruments are involved?
Select all that apply.
Question 3 of 7
Who will the firm deal with?
This affects the regulatory framework that applies.
Question 4 of 7
What is the firm's connection to the UK?
FCA authorisation is required if regulated activities are carried on in the UK.
Question 5 of 7
What is the approximate scale of the business?
This helps assess the likely regulatory category and prudential requirements.
Question 6 of 7
What is your timeline?
FCA authorisation typically takes 6–12 months from a complete application submission.
Question 7 of 7
Do any of the following apply?
Select all that apply — these affect the analysis.
Question 8 of 10
Where is the fund domiciled?
The fund's legal domicile determines which fund regime applies and affects UK marketing and management obligations.
Question 9 of 10
Where is the fund manager (AIFM or equivalent) based and regulated?
Distinct from the fund domicile — the manager's regulatory home determines which management regime applies and how any UK entity fits in.
Question 10 of 10
Will the firm or an affiliate market to, or raise capital from, fund investors?
Marketing fund interests to investors is separately regulated from managing the fund. The marketing entity needs its own permissions or a proper arrangement. Select all that apply.
Initial assessment
Assessing…
This is not regulatory advice. The output below is a high-level indication only, based on the information provided. It does not constitute legal or regulatory advice and should not be relied upon. FCA authorisation decisions depend on the specific facts of each case. Speak to a qualified compliance professional before proceeding.
Likely authorisation requirement
Likely regulatory category
Key issues to consider
Suggested next steps
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