Established firms
The change your team hasn’t got time to deliver.
Your senior managers are in place and the function runs. We take on the discrete, high-stakes pieces of change that don’t fit around the day job.
- Who it’s for
- CCOs, GCs and COOs at established hedge funds, market makers and trading firms
- What we own
- A defined piece of delivery, end to end, reporting to you
- How we engage
- Project, with a named scope, timeline and deliverables
What we deliver
New markets and offices
Regulatory location strategy, licensing and the compliance build for a new jurisdiction or office.
New funds and structures
Launches, SMAs, spin-outs and structural changes, including variations of permission.
Authorisations
New permissions, entities and applications run as a project alongside business as usual.
Process review
Independent review of how compliance work gets done, with a practical improvement plan.
Discrete AI builds
Surveillance, best execution, reporting, monitoring or testing, built or automated with AI.
Firm-wide AI knowledge base
A firm-specific AI knowledge repository that makes agentic compliance workflows possible.
How it works
Step 1
Scope
Objectives, boundaries, stakeholders and what ‘done’ looks like.
Step 2
Plan
Workstreams, milestones and dependencies agreed with your team.
Step 3
Deliver
We do the work and report progress against the plan.
Step 4
Embed
Documentation and handover so your team owns the result.
Have a project in mind?
A 30-minute call to test scope, timing and fit.