Reg ADVantage RegTech
Oversight
powered by Reg ADVantage
The operating platform for FCA principal firms and host AIFMs. You answer for every AR and every fund you host; today that work is spread across spreadsheets, inboxes and shared drives. Oversight gives it one place, with the evidence there on demand.
Every AR. Every fund. One platform.
One platform
AR oversight, fund approvals, evidence and the AR’s own actions, in one intuitive place.
AI does the routine
Reading, matching and drafting, so your team moves faster.
Room to grow
Take on more ARs and funds without adding headcount.
Ready for the FCA
Every action is recorded as it happens, so the evidence is there on demand.
The platform
Seven modules. One audit trail.
- AAR oversight
- BHost AIFM
- CConsulting
- DEvidence
- EClient actions
- FEmail intake
- GFirm compliance, also standalone as Candour →
D · Evidence
The FCA file in under five minutes.
Every record and the document behind it, indexed and checked, with gaps listed. Workflows file as they go, expiry is tracked, and files stay in your SharePoint.
E · AR portal
Each AR sees only its own actions.
What is due, what is overdue and what is with you. Every sign-off records identity, time and version, and lands as evidence on its record.
AI with a human check
AI suggests. A person decides.
Every suggestion quotes the words it rests on, and every decision is kept in an exportable AI register, mapped to the FCA’s October 2026 good practice on AI.
Security and control
Controls, built in.
Microsoft sign-in
Entra ID, under your own multi-factor and access policies.
Two people, always
Approvals and every permission change.
An audit trail nobody can edit
Hash-chained, with a write-once copy.
Hosted in the UK
Azure UK South, with a database of your own.
Your documents stay in your SharePoint
The platform keeps links, metadata and a fingerprint of each file.
Independently reviewed
Two independent, UK-based code reviews.
Live in eight weeks.
- 01
Workshops
With your team. SharePoint access and any client document API specified with your IT lead.
- 02
Configure and import
Configured to your book; your ARs, funds and individuals imported.
- 03
Test
Your team tests it on real scenarios, with new releases tried on the test environment first.
- 04
Go live
Then support from the AI assistant and the Reg ADVantage team.
The people behind it.
James Lane
Founder
15 years in financial services compliance across banks, market makers and hedge funds, including as Head of Compliance, CCO and CRO. Previously SMF 16 and SMF 17. Leads design, client relationships and support.
James Capper
CTO and engineering lead · Nudge5
Engineering support and advisory. Helps software reach heavily regulated industries, with a background in AI and transformation delivery.
Board advisers
CTO-level technology advisers
Senior technology leaders with CTO and software engineering experience in financial services, who review the platform and its roadmap.
Development team
Offshore technical specialists
A bench of offshore engineers and testers, brought in on demand for build, testing and releases.
Now taking founding clients
See it on your own book.
A live demonstration with fictional firms, funds and people, working through your own scenarios.