Reg ADVantage RegTech
Software built by compliance practitioners.
Platforms we host and run, for principal firms and host AIFMs and for your own firm’s compliance, free tools anyone can use, and AI tooling built around your own firm.
Platforms
Oversight for the firms you answer for. Candour for your own.
SaaS · hosted by Reg ADVantage Oversight powered by Reg ADVantage The operating platform for FCA principal firms and host AIFMs: AR oversight, fund approvals, evidence and the AR portal on one audit trail. Live in eight weeks. See Oversight →
SaaS · hosted by Reg ADVantage
Candour
powered by Reg ADVantage
The compliance platform for your own firm: monitoring plan, policies, RCSA, surveillance, SMCR, the code of ethics, algo trading controls and the regulatory horizon, built for hedge funds, prop trading firms and market makers.
See Candour →
Free tools. Try them before you talk to us.
Free to use, no sign-up. Indicative results only — not legal or regulatory advice.
AI governanceAI evidence packBuild the five records for each AI tool your firm uses, and download them as a Word pack.Start →
Authorisation and supervisionFCA Regulatory ReviewHow the FCA tests firms at authorisation and through supervision. Exports to Excel, Word and PowerPoint.Start the review →
Live demonstrationAI Compliance WorkbenchA concept demonstrator built in hours: set a firm profile and see policies, surveillance models, risks and SMCR scoped together.Open the workbench →
Decision toolDo I need a CCO?Eight questions and a plain-English answer covering full-time, fractional and SMF requirements.Start →
Decision toolDo I need FCA authorisation?Nine questions and an indicative answer on whether, and how, your firm needs to be authorised.Start →
Built for your firmAI-led complianceTooling built around your permissions, activities and policies, usually hosted by us with your documents staying in your own systems.How we build it →
AI suggests, a person decides
Every suggestion shows the words it rests on.
Mapped to FCA good practice
The FCA’s October 2026 publication on AI in financial services.
Your documents stay with you
In your SharePoint and your own cloud.
Built by a former SMF 16/17
Supported by a top-tier technology team on Microsoft Azure.
Not sure which fits?
Tell James what you need to run, and he’ll tell you whether software, a tool or a build is the right answer.